Topic profile page for Securities Act.
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Topic "Securities act" was discussed 0 times on 0 sites in last 3 months
Started 1 week, 2 days ago (2009-12-11 19:30:49)
by Bruce A Thompson
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, as amended - AND - IN THE MATTER OF IRWIN BOOCK, STANTON DEFREITAS, JASON WONG, SAUDIA ALLIE, ALENA DUBINSKY, ALEX KHODJIAINTS SELECT AMERICAN TRANSFER CO., LEASESMART, INC., ADVANCED GROWING SYSTEMS, INC., INTERNATIONAL ENERGY LTD., NUTRIONE CORPORATION, POCKETOP CORPORATION, ASIA TELECOM LTD., PHARM CONTROL LTD., CAMBRIDGE RESOURCES ...
Started 2 weeks, 6 days ago (2009-11-30 22:59:44)
by frankie_fillet
News for 'HTM' - (SECURITIES ACT REGISTRATIONS) Nov 30, 2009 (SECURITIES AND EXCHANGE COMMISSION RELEASE/ContentWorks via COMTEX) -- The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face ...
Started 3 weeks, 2 days ago (2009-11-27 14:34:00)
by ranger_ric
Federal Securities Act of May 1993/ Securities and Exchange Commission (SEC The SEC was more socialism piled on top of various other controls/laws that were imposed. By its very existence the SEC had an effect upon the public that was similar to other bureaucracies that claimed to protect the public (compare social security): it duped the public into believing that it was protected (in a way...
Started 2 months ago (2009-10-19 21:09:13)
by pennypusher1
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, as amended - and - IN THE MATTER OF IRWIN BOOCK, STANTON DEFREITAS, JASON WONG, SAUDIA ALLIE, ALENA DUBINSKY, ALEX KHODJIAINTS SELECT AMERICAN TRANSFER CO., LEASESMART, INC., ADVANCED GROWING SYSTEMS, INC., INTERNATIONAL ENERGY LTD., NUTRIONE CORPORATION, POCKETOP CORPORATION, ASIA TELECOM LTD., PHARM CONTROL LTD., CAMBRIDGE RESOURCES ...
Started 2 months, 1 week ago (2009-10-13 18:05:36)
by bl
Securities Act. The remaining shares of common stock outstanding are eligible for sale pursuant to rule 144 under the Securities Act. Since June 30, 2009, the Company has issued 14,590,500 shares of common stock. Of these shares, 5,800,000 were issued under a certain Warrant Exchange Agreement, 500,000 were issued pursuant to a certain short-tem note, 45,500 were issued pursuant to certain ...
Started 2 months, 1 week ago (2009-10-08 18:20:44)
by Bruce A Thompson
IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, C.5, AS AMENDED - AND - IN THE MATTER OF IRWIN BOOCK, STANTON DEFREITAS, JASON WONG, SAUDIA ALLIE, ALENA DUBINSKY, ALEX KHODJIAINTS SELECT AMERICAN TRANSFER CO., LEASESMART, INC., ADVANCED GROWING SYSTEMS, INC., INTERNATIONAL ENERGY LTD., NUTRIONE CORPORATION, POCKETOP CORPORATION, ASIA TELECOM LTD., PHARM CONTROL LTD., CAMBRIDGE RESOURCES ...
Started 2 months, 2 weeks ago (2009-10-07 00:05:35)
by iknowaguy
Civil Liability Under the 1933 Securities Act Violation of the registration requirements can lead to civil liability for the issuer and underwriters Sections 11, 12(a)(1) or 12(a)(2) of the Act. Additional liability may be imposed under the Securities Exchange Act of 1934 (Rule 10b-5).
Started 2 months, 2 weeks ago (2009-10-02 07:14:58)
by rce9rys
Section 4(2) of the Securities Act exempts from registration "transactions by an issuer not involving any public offering." To qualify for this exemption, the purchasers of the securities must: • have enough knowledge and experience in finance and business matters to evaluate the risks and merits of the investment (the "sophisticated investor"), or be able to bear the investment's economic risk; ...
Started 3 weeks, 2 days ago (2009-11-27 08:18:39)
by albus
Section 12(j) of the Securities and Exchange Act of 1934 states that : “The Commission is authorized …. To revoke the registration of a security, if the Commission finds, on the records after notice and opportunity for hearing, that the issuer of such security has failed to comply with any provision of this title or the rules and regulations thereunder.” The actual process of delisting seems to ...
