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"E" Added To Stock Ticker Symbol When a company that trades on the OTC Bulletin Board (OTCBB) becomes delinquent in its reporting obligations with the SEC (for example, it submits a required filing late or in an incomplete form), the letter “E” will be appended at the end of the company’s stock ticker symbol. After the “E” is added, the company is given 30 calendar days (60 calendar ...

August 1, 2008 SEC News Digest Issue 2008-149 COMMISSION ANNOUNCEMENTS Commission Reopens Comment Period on Proposal to Improve Mutual Fund Disclosure On July 31, the Commission announced that it has reopened the public comment period on a proposal intended to improve mutual fund disclosure, in order to allow comments on the results of investor testing. In November 2007, the ...

July 31, 2008 SEC News Digest Issue 2008-148 COMMISSION ANNOUNCEMENTS Luis A. Aguilar Sworn in as SEC Commissioner Luis Aguilar (left) is sworn in as SEC Commissioner Today, Luis A. Aguilar was sworn in as a Commissioner of the Securities and Exchange Commission. Appointed by President George W. Bush on June 30, 2008, Commissioner Aguilar was sworn in by his longtime ...

July 30, 2008 SEC News Digest Issue 2008-147 COMMISSION ANNOUNCEMENTS SEC Provides Guidance to Open Up Use of Corporate Web Sites for Disclosures to Investors The Securities and Exchange Commission today voted unanimously to provide new guidance to public companies about how to comply with the securities laws while developing their Web sites to serve as an effective means for ...

July 29, 2008 SEC News Digest Issue 2008-146 COMMISSION ANNOUNCEMENTS SEC Announces August 4 Roundtable on Performance of IFRS and U.S. GAAP during Subprime Crisis On July 28, the Securities and Exchange Commission announced that it will host a roundtable on Monday, August 4 to analyze the performance of International Financial Reporting Standards (IFRS) and U.S. Generally ...

July 28, 2008 SEC News Digest Issue 2008-145 COMMISSION ANNOUNCEMENTS Roundtable on International Financial Reporting Standards The Commission will hold a Roundtable on International Financial Reporting Standards on Monday, Aug. 4, 2008, at 1:00 p.m. The Roundtable will take place in the Auditorium of the Commission's headquarters at 100 F Street, N.E., Washington D.C. The ...

July 25, 2008 SEC News Digest Issue 2008-144 COMMISSION ANNOUNCEMENTS Commission Meetings Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Auditorium, Room L-002 at the ...

July 24, 2008 SEC News Digest Issue 2008-143 ENFORCEMENT PROCEEDINGS SEC Action Stops Hillsborough, California Investment Adviser Defrauding Millions of Dollars from Clients The Commission today filed fraud charges against a Hillsborough, California investment adviser, and his sole proprietorship Trebor Company, alleging that Robert C. Brown, Jr. misappropriated more than $20 ...

July 23, 2008 SEC News Digest Issue 2008-142 COMMISSION ANNOUNCEMENTS SEC Suspends Trading in the Stock of SwedishVegas, Inc. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the Exchange Act), of trading in the securities of SwedishVegas, Inc. (SwedishVegas), of Arcadia, California, at 9:30 a.m. EDT on July 23...

Thank you Generic Marked your post & added it to the iBox. Good info!

"E" Added To Stock Ticker Symbol When a company that trades on the OTC Bulletin Board (OTCBB) becomes delinquent in its reporting obligations with the SEC (for example, it submits a required filing late or in an incomplete form), the letter “E” will be appended at the end of the company’s stock ticker symbol. After the “E” is added, the company is given 30 calendar days (60 calendar ...